An Asset Manager, vested with limited powers, is authorized to manage your investment account by executing trade orders on your behalf. However, it is crucial to note that an Asset Manager does not possess access to your account’s liquidity. Their role is confined to strategically utilizing the capital within your account to place trade orders, ensuring your funds remain secure within the defined risk parameters.

Your investment account operates similarly to a personal bank account, with exclusive access granted to you alone. The Asset Manager is conferred limited authority solely for the purpose of placing trade orders. Moreover, your investment account can be funded exclusively from your bank account, and withdrawals are strictly directed back to your bank account, providing an additional layer of security.

Direct Interaction with Regulated Brokers: You will directly engage with a regulated broker to establish your investment account.

Authorized Trading Access: GUILD Capital’s role is limited to executing trades on your behalf, requiring your authorization.

Exclusive Control Over Funding and Withdrawals: You retain sole control over funding and withdrawing from your account, ensuring comprehensive oversight.

You will enjoy unfettered access to your investment account. This includes the ability to fund your account, withdraw funds, monitor trade activity, download statements, and extract profits—whether partial or complete—at you convenience.

GUILD Capital has empanelled themselves with multiple regulated brokers/platforms via an introducing brokerage (IB) agreement and has implemented a multi-account manager (MAM) model allowing them to onboard clients onto the trading program and effectively manage the investment accounts.

As a discerning investor, you will initiate the process by opening an investment account (trading account) with one of the distinguished regulated brokers that GUILD Capital collaborates with. Upon establishing your trading account, you will fund it and subsequently designate GUILD Capital as your asset manager via the brokerage platform. This empowers GUILD to manage your investments with strategic precision.

We employ a sophisticated strategy known as “Position Averaging.” This technique involves augmenting an existing position when market movements oppose the trend, thereby reducing the average entry price of the original position. Although this approach carries inherent risks if adverse market trends persist, our strategy mitigates potential losses through diversified averaging across varying timeframes and position sizes.

GUILD Capital commenced the development of our proprietary algorithm for our current strategy in late 2021. Following rigorous back testing and a year of implementation with our proprietary funds, we have successfully executed this strategy with private funds since the beginning of 2023 and has been in operations since then.

Despite the inherent risks associated with commodity and currency trading, GUILD Capital manages your capital within your own trading account. You have the ability to set stop-loss limits to manage risk exposure. These limits allow you to define a maximum loss threshold as a percentage or a specific amount. The trading platform will automatically execute trades to close positions when your funds approach the set limit, thereby mitigating potential losses and safeguarding your investment.

Currently, GUILD Capital specializes in commodities and currencies, with a particular focus on gold and the euro. We consistently explore and test new strategies in other asset classes, yet our expertise and strategic emphasis remain within these domains.

Opening an investment account is a streamlined process akin to opening a bank account. Our Client Servicing team will assist you in gathering the necessary documentation and guide you through each step to open a trading account with your selected broker. Depending on the broker and the completeness of the provided documentation, the process typically takes between one day to one week to complete.

To ensure the optimal performance and effectiveness of our trading program, a minimum investment of $100,000 USD is required. This threshold is designed to align with our strategic parameters and risk management protocols, enhancing the potential for achieving your financial objectives. Investing below this amount may not fully leverage the advantages of our strategies and could impact overall performance.

Our revenue model is exclusively performance-based, operating on a profitsharing structure. As GUILD Capital executes trades solely within your investment account without direct access to liquidity, our compensation is tied to the profits we generate. We are entitled to a performance fee only upon achieving positive returns, ensuring that our interests are closely aligned with your financial goals. This structure reinforces our commitment to delivering optimal performance.

Given that your account operates with live trading, profits are generated on an ongoing basis. You have the flexibility to book your share of the profits at any time that suits your preferences. However, for streamlined bookkeeping and accounting, we recommend considering profit booking at the end of each month. This practice facilitates efficient financial reporting and enhances clarity in managing and reviewing your investment performance.

An Asset Manager, vested with limited powers, is authorized to manage your investment account by executing trade orders on your behalf. However, it is crucial to note that an Asset Manager does not possess access to your account’s liquidity. Their role is confined to strategically utilizing the capital within your account to place trade orders, ensuring your funds remain secure within the defined risk parameters.

Your investment account operates similarly to a personal bank account, with exclusive access granted to you alone. The Asset Manager is conferred limited authority solely for the purpose of placing trade orders. Moreover, your investment account can be funded exclusively from your bank account, and withdrawals are strictly directed back to your bank account, providing an additional layer of security.

Direct Interaction with Regulated Brokers: You will directly engage with a regulated broker to establish your investment account.

Authorized Trading Access: GUILD Capital’s role is limited to executing trades on your behalf, requiring your authorization.

Exclusive Control Over Funding and Withdrawals: You retain sole control over funding and withdrawing from your account, ensuring comprehensive oversight.

You will enjoy unfettered access to your investment account. This includes the ability to fund your account, withdraw funds, monitor trade activity, download statements, and extract profits—whether partial or complete—at you convenience.

GUILD Capital has empanelled themselves with multiple regulated brokers/platforms via an introducing brokerage (IB) agreement and has implemented a multi-account manager (MAM) model allowing them to onboard clients onto the trading program and effectively manage the investment accounts.

Given that GUILD Capital does not have access to account liquidity and is solely permitted to trade via the investor’s account, we are required to hold an investment consultant’s license. In scenarios where GUILD Capital might manage liquidity through a fund structure, necessitating investors to transfer liquidity to the fund, an asset manager license would be essential. It is important to note that we are currently in the process of obtaining this additional licensure to expand our service capabilities.

GUILD Capital will provide you with a detailed fact sheet that encapsulates the performance of our trading programs. We will also assist you in understanding the key indicators and nuances that have contributed to the program’s success. Additionally, through an API linked to our live trading platform, you can monitor the program’s progress via our website in real time.

Engaging in currency and commodity trading inherently involves various risks, including:

• Market Volatility: Prices can exhibit significant fluctuations due to economic indicators, political events, and shifts in market sentiment.
• Leverage Risks: The use of leverage can magnify both gains and losses, introducing considerable yet manageable financial risk.
• Liquidity Risks: Limited liquidity in certain commodities or currencies may pose challenges in executing trades at favourable prices.
• Geopolitical Risks: Political instability and regulatory changes can exert substantial influence on market prices.
• Economic Risks: Factors such as interest rates, inflation, and economic growth can impact the value of commodities and currencies.
• Regulatory Risks: Alterations in regulations may affect trading conditions and strategies.
• Technological Risks: Failures or cyber threats could disrupt trading activities.
• Emotional Risks: Decisions driven by emotion rather than strategy can result in suboptimal trading outcomes.
• Diversification Risks: While diversification mitigates risk, it does not wholly eliminate it; market-wide turmoil can still result in losses.

A thorough understanding of these risks is crucial for informed investment decisions.

GUILD Capital is committed to transparency and clarity.

• We provide a weekly summary of trades and their outcomes.
• Additionally, brokers supply daily or weekly reports for comprehensive oversight.
• You also have continuous access to our Client Management team for updates and clarifications throughout your investment journey.

Currently, GUILD Capital specializes in commodities and currencies, with a particular focus on gold and the euro. We consistently explore and test new strategies in other asset classes, yet our expertise and strategic emphasis remain within these domains.

GUILD Capital has empanelled themselves with multiple regulated brokers/platforms via an introducing brokerage (IB) agreement and has implemented a multi-account manager (MAM) model allowing them to onboard clients onto the trading program and effectively manage the investment accounts.

SWISS QUOTE:

• Swiss Financial Market Supervisory Authority (FINMA): This is the primary regulatory body overseeing Swissquote in Switzerland.
• Financial Conduct Authority (FCA) in the United Kingdom: Swissquote is also regulated by the FCA for its operations in the UK

ATFX:

• Financial Conduct Authority (FCA) in the United Kingdom: Regulates ATFX’s operations in the UK.
• Cyprus Securities and Exchange Commission (CySEC): Regulates ATFX’s operations in Cyprus and ensures compliance with EU regulations.
• Australia Securities and Investments Commission (ASIC): Regulates ATFX’s operations in Australia.
• Financial Sector Conduct Authority (FSCA) in South Africa: Oversees ATFX’s activities in South Africa.
• Financial Services Commission (FSC) in Mauritius: Oversees ATFX’s trade activities in Mauritius.
• Financial Services Authority (FSA) in Seychelles: Oversees ATFX’s trade activities in Seychelles.

MEX ATLANTIC:

• Cyprus Securities and Exchange Commission (CySEC): Regulates MEX Atlantic’s operations in Cyprus and ensures compliance with EU regulations.
• Cayman Islands Monetary Authority (CIMA): Regulates MEX Atlantic’s operations in Cayman Islands and ensures compliance with regulations.

CFI TRADE:

• Cyprus Securities and Exchange Commission (CySEC): Regulates CFI Trade’s operations in Cyprus and ensures compliance with EU regulations.
• Financial Sector Conduct Authority (FSCA) in South Africa: Oversees CFI Trade’s activities in South Africa.

ICM CAPITAL:

• Financial Conduct Authority (FCA) in the United Kingdom: Oversees ICM Capital’s operations in the UK
• Financial Sector Conduct Authority (FSCA) in South Africa: Oversees ICM Capital’s activities in South Africa.
• Financial Services Commission (FSC) in Mauritius: Oversees ICM Capital’s trade activities in Mauritius.
• Abu Dhabi Global Markets (ADGM) in United Arab Emirates: Oversees ICM Capital’s trade activities in United Arab Emirates.
• Association Romande des Intermediaries Financiers (ARIF) in Switzerland: Oversees ICM Capital’s trade activities in Switzerland.

PHILIP CAPITAL:

• Monetary Authority of Singapore (MAS): Oversees Philip Capital’s operations in Singapore.
• Financial Conduct Authority (FCA) in the United Kingdom: Regulates Philip Capital’s activities in the UK.
• Australian Securities and Investments Commission (ASIC): Regulates Philip Capital’s operations in Australia.
• Dubai Financial Services Authority (DFSA): Regulates Philip Capital’s operations in Dubai (DIFC).